Security Brokers, Dealers & Flotation Companies
Type of Owner | Securities Owned | As Insider in other Companies | Date Last Transaction | ||
---|---|---|---|---|---|
10%own | 29,449,997 | 0 | 2024-02-16 | ||
10%own | 29,449,997 | 0 | 2024-10-21 | ||
Dir, CEO | 3,439,738 | 2 | 2023-02-28 | ||
CEO, President, Dir | 573,195 | 0 | 2024-12-31 | ||
EVP, Group President | 523,431 | 0 | 2024-02-28 | ||
Secretary, EVP, CLO | 405,189 | 1 | 2024-05-03 | ||
EVP, CFO | 328,075 | 0 | 2017-02-18 | ||
CFO, PAO, EVP | 319,277 | 0 | 2025-03-03 | ||
EVP, CFO | 313,805 | 2 | 2020-03-27 | ||
EVP, Group President | 306,746 | 0 | 2018-06-15 | ||
Chief Admin Officer, EVP | 294,886 | 0 | 2025-03-03 | ||
COO, EVP | 221,266 | 0 | 2025-03-03 | ||
EVP, Chief Risk&Compliance Off | 215,489 | 0 | 2017-05-01 | ||
Dir | 177,092 | 2 | 2025-02-07 | ||
CEO, EVP, Cnsmr Lend, Earnest | 152,321 | 0 | 2025-03-03 | ||
Dir | 141,430 | 1 | 2016-02-03 | ||
Dir | 115,296 | 1 | 2018-02-05 | ||
Dir | 100,728 | 2 | 2016-11-17 | ||
Dir | 80,681 | 3 | 2025-02-07 | ||
Dir | 78,475 | 0 | 2022-02-04 | ||
Dir | 70,220 | 1 | 2017-02-06 | ||
Acting Chief Financial Officer | 62,703 | 0 | 2020-05-22 | ||
Dir | 60,853 | 0 | 2024-02-09 | ||
Dir | 60,180 | 1 | 2025-05-12 | ||
Dir | 53,348 | 3 | 2019-02-05 | ||
Dir | 37,724 | 0 | 2025-02-07 | ||
Dir | 36,220 | 1 | 2018-02-05 | ||
Dir | 25,558 | 6 | 2016-07-26 | ||
10%own | 0 | 0 | 2024-10-31 | ||
10%own | 0 | 0 | 2014-04-30 | ||
10%own | 0 | 0 | 2012-01-17 |
Transaction Date | Insider | Title | Form | Trade Types | Δ Securities | Δ Cash | Owned | |
---|---|---|---|---|---|---|---|---|
A | 2025-05-12 | Cabral Anna Escobedo | Dir | 4/A | J | −11,231 | $157.8K | 60.18K |
2025-05-12 | Cabral Anna Escobedo | Dir | 4 | J | - | - | - | |
2025-03-03 | Green David S | CEO, EVP, Cnsmr Lend, Earnest | 4 | F | −1,146 | $0 | 152.32K | |
2025-03-03 | Standish Troy | COO, EVP | 4 | F | −2,258 | $0 | 221.27K | |
2025-03-03 | Hauber Stephen M | Chief Admin Officer, EVP | 4 | F | −4,978 | $0 | 294.89K | |
2025-03-03 | Fisher Joe | CFO, PAO, EVP | 4 | F | −7,096 | $0 | 319.28K | |
2025-02-18 | Green David S | CEO, EVP, Cnsmr Lend, Earnest | 3 | 0 | $0 | 153.47K | ||
2025-02-07 | Mills Linda A | Dir | 4 | A | 17,673 | $0 | 177.09K | |
2025-02-07 | Lawson Michael A | Dir | 4 | A | 10,309 | $0 | 37.72K | |
2025-02-07 | Cabral Anna Escobedo | Dir | 4 | A | 10,309 | $0 | 71.32K | |
2025-02-07 | Arnold Frederick | Dir | 4 | A | 10,309 | $0 | 80.68K | |
2025-02-06 | Fisher Joe | CFO, PAO, EVP | 4 | A, F | 83,080 | $0 | 345.26K | |
2025-02-06 | Hauber Stephen M | Chief Admin Officer, EVP | 4 | A, F | 58,636 | $0 | 313.11K | |
2025-02-06 | Standish Troy | COO, EVP | 4 | A, F | 42,681 | $0 | 229.16K | |
2025-02-04 | Standish Troy | COO, EVP | 4 | F | −1,351 | $0 | 186.46K | |
2025-02-04 | Fisher Joe | CFO, PAO, EVP | 4 | F | −5,128 | $0 | 262.18K | |
2025-02-04 | Hauber Stephen M | Chief Admin Officer, EVP | 4 | F | −3,674 | $0 | 254.48K | |
2025-01-01 | Cabral Anna Escobedo | Dir | 4 | M | 11,691 | -$155.4K | 61.01K | |
A | 2024-12-31 | Yowan David L. | CEO, President, Dir | 4/A | F | −23,757 | $0 | 573.2K |
2024-12-31 | Yowan David L. | CEO, President, Dir | 4 | F | - | - | - | |
2024-12-16 | Standish Troy | COO, EVP | 4 | F | −911 | $0 | 186.84K | |
2024-11-06 | Hauber Stephen M | Chief Admin Officer, EVP | 4 | S | −10,000 | $150K | 256.88K | |
2024-10-31 | Newbury Investors Llc | 10%own | 4 | J | −29,449,997 | $0 | 0 | |
2024-10-21 | Sherborne Strategic Fund F, Llc | 10%own | 3 | 0 | $0 | 29.45M | ||
A | 2024-10-01 | Standish Troy | COO, EVP | 3/A | 0 | $0 | 174.23K | |
2024-10-01 | Standish Troy | COO, EVP | 3 | - | - | - | ||
A | 2024-10-01 | Standish Troy | COO, EVP | 3/A | 0 | $0 | 174.16K | |
2024-07-03 | Yowan David L. | CEO, President, Dir | 4 | A | 277,392 | $0 | 586.22K | |
2024-05-23 | Hauber Stephen M | Chief Admin Officer, EVP | 4 | A | 11,547 | $0 | 264.54K | |
2024-05-15 | Yowan David L. | CEO, President, Dir | 4 | F | −22,822 | $0 | 306.45K |
A: Amended filing